A Dedicated Team Navigating Your Financial Way

Nancy Whigham
Registered Service Associate
nancy.whigham@raymondjames.com

Nancy is a seasoned veteran who has served in the financial services industry since 1990. The licenses she holds include the Series 7 (General Securities Representative), Series 66 (State Securities Law), and Series 9 and 10 (General Securities Sales Supervisor) licenses. She is a graduate of Washington College with a degree in business administration.


Financial Industry Licenses

  • State Securities Law— Series 66
  • Uniform Investment Adviser Law Examination — Series 65 (NASAA)
    Qualifies candidates as investment adviser representatives.
  • General Securities Representative — Series 7
    Qualifies a candidate for the solicitation, purchase and/or sale of all securities products, including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products and variable contracts.
  • General Securities Sales Supervisor— Series 9 and 10
* Membership is based mainly on assets under management, education, credentials and fiscal year production. Re-qualification is required annually since prior membership is no assurance of future membership.