A Dedicated Team Navigating Your Financial Way

Katherine Strain
Registered Service Associate
katherine.strain@raymondjames.com

Katherine joined Raymond James and Winship Capital Management in 2013 after serving in the financial services industry since 2010. The licenses she holds include the Series 7 (General Securities Representative) and the Series 63 (Uniform Securities State Law License). She is a graduate from the University of Wisconsin-Eau Claire with a B.A. in Sociology, and a graduate from Roosevelt University with a M.A. in Sociology.


Financial Industry Licenses

  • Uniform Securities State Law License — Series 63 (NASAA)
    Qualifies candidates as securities agents.
  • General Securities Representative — Series 7
    Qualifies a candidate for the solicitation, purchase and/or sale of all securities products, including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products and variable contracts.