A Dedicated Team Navigating Your Financial Way

Katherine Strain
Katherine Strain
Registered Service Associate
katherine.strain@raymondjames.com

Katherine joined Raymond James and Winship Capital Management in 2013 after serving in the financial services industry since 2010. The licenses she holds include the Series 7 (General Securities Representative) and the Series 63 (Uniform Securities State Law License). She is a graduate from the University of Wisconsin-Eau Claire with a B.A. in Sociology, and a graduate from Roosevelt University with a M.A. in Sociology.


Financial Industry Licenses

  • Uniform Securities State Law License — Series 63 (NASAA)
    Qualifies candidates as securities agents.
  • General Securities Representative — Series 7
    Qualifies a candidate for the solicitation, purchase and/or sale of all securities products, including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products and variable contracts.
Raymond James is not affiliated with any of the organizations listed above.